Joseph J. Olmsted
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Jones Olmsted, who also goes by Jonas J Olmsted, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1989. Joseph had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2004 - August 14, 2006
OPES BESPOKE SECURITIES LLC
October 31, 2003 - November 13, 2003
GVC CAPITAL LLC
December 19, 2000 - June 29, 2001
AUERBACH, POLLAK & RICHARDSON INC.
February 27, 1998 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
October 17, 1994 - February 23, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
August 21, 1991 - November 16, 1994
H.J. MEYERS & CO., INC.
November 27, 1990 - August 19, 1991
FAIRCHILD FINANCIAL GROUP, INC.
June 20, 1989 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPES BESPOKE SECURITIES LLC
CRD#: 129841 / SEC#: , 8-66262
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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