Michael A. Poland

BRAEBURN WEALTH MANAGEMENT

Muskegon, MI 49442

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CRD#: 1953230

Professional summary

Michael Allen Poland is a registered financial advisor currently at BRAEBURN WEALTH MANAGEMENT, LLC located in Muskegon, Michigan.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTRANT IS AN INDEPENDENTLY LICENSED INSURANCE REPRESENTATIVE (LIFE AND ANNUITY PRODUCTS). THIS ACTIVITY IS CONDUCTED AT THE ADVISER'S OFFICE LOCATION. THE TIME SPENT ON THIS ACTIVITY MAY VARY THROUGHOUT THE YEAR BUT MAY INVOLVE UP TO 2% OF REGISTRANT'S TIME DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Poland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2011 - Present

BRAEBURN WEALTH MANAGEMENT, LLC

Office #1: 111 West Western Avenue, Muskegon, MI 49442

RIA

CRD#: 158007

Muskegon, MI

Past

February 26, 2010 - August 24, 2011

OSAIC WEALTH, INC.

CRD#: 23131

MUSKEGON, MI

Past

September 16, 2009 - August 22, 2011

REHMANN WEALTH

RIA

CRD#: 123047

LANSING, MI

Past

January 16, 2009 - February 26, 2010

TRIAD ADVISORS LLC

CRD#: 25803

MUSKEGON, MI

Past

June 19, 2000 - January 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MUSKEGON, MI

Past

June 19, 2000 - January 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MUSKEGON, MI

Past

January 3, 1990 - July 19, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 18, 1989 - January 3, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRAEBURN WEALTH MANAGEMENT, LLC

CRD#: 158007 / SEC#: 801-108353

RIA

Registered Investment Advisory firm - (9/6/2016 Approved)

Michigan

Registered Investment Advisory firm - (9/7/2016 Terminated)

Texas

Registered Investment Advisory firm - (9/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/4/2011)

IAR

Texas
(11/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Current Firm

BRAEBURN WEALTH MANAGEMENT, LLC

CRD#: 158007 / SEC#: 801-108353

RIA

Registered Investment Advisory firm - (9/6/2016 Approved)

Michigan

Registered Investment Advisory firm - (9/7/2016 Terminated)

Texas

Registered Investment Advisory firm - (9/6/2016 Terminated)

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Contact information

Main Address

111 West Western Avenue, Muskegon, MI 49442

Mailing Address

Phone number

(231) 720-0743

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRAEBURN WEALTH MANAGEMENT, LLC ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,195
AUM (Assets Under Management)	$ 266,536,914

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Poland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Poland's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

REHMANN WEALTH

TRIAD ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BRAEBURN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2003

Series 63

Date: 8/3/1989

Series 7

Date: 7/15/1989

Current Firm

BRAEBURN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAEBURN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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