Laurinda L. Beaudry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurinda Lu Beaudry, who also goes by Lauri Beaudry, Lauri Mason, Laurinda Lu Mason, Laurinda Mason, Lauri Ridenour, was a registered financial professional .
Laurinda is a previously registered financial professional and started their career in finance in 1991. Laurinda had worked at 7 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2011 - July 2, 2012
SEATTLE-NORTHWEST SECURITIES CORPORATION
May 17, 2011 - October 21, 2011
LPL FINANCIAL LLC
August 12, 2008 - May 20, 2011
FINTEGRA, LLC
April 25, 2000 - December 4, 2007
BANC OF AMERICA SECURITIES LLC
October 1, 1998 - July 13, 1999
BANC OF AMERICA SECURITIES LLC
December 1, 1997 - October 1, 1998
BANCAMERICA SECURITIES, INC.
August 4, 1994 - December 2, 1997
SEAFIRST INVESTMENT SERVICES, INC.
August 9, 1991 - November 4, 1992
SEAFIRST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEATTLE-NORTHWEST SECURITIES CORPORATION
CRD#: 10639 / SEC#: , 8-27862
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEATTLE-NORTHWEST SECURITIES CORP. EMPLOYEE STOCK OWNERSHIP PLAN | ESOP/QUALIFIED PLAN | |
| ELGIN, ROBERT CARLTON JR | DIRECTOR/VP | 1780128 |
| OLEARY, DONALD JAY | DIRECTOR/VP | 1227798 |
| RECH, RONALD PETER | DIRECTOR/VP | 1557610 |
| DOHRN, GARY ALAN | DIRECTOR/VP | 1354246 |
| HERINGER, ERIC ADRIAN | DIRECTOR/VP | 2420672 |
| LABONITE, APRONIANO MANDIN JR. | CHIEF COMPLIANCE OFFICER | 4417380 |
| LEAVERTON, KARL VERNON | DIRECTOR | 1106831 |
| NEWHOUSE, MICHAEL SCOTT | CFO/TREASURER | 2472997 |
| SHELLEY, ROBERT EUGENE | DIRECTOR/VP | 1996829 |
| TAYLOR, DAVID BRUCE | CHAIRMAN OF THE BOARD/VP | 1801096 |
Disclosures
| Regulatory Event | 10 |
| Bond | 1 |
Red Flags
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