Patrick J. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Jensen was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1989. Patrick had worked at 4 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 1996 - May 30, 2007
CREAND SECURITIES
December 13, 1993 - August 2, 1996
J.P. MORGAN SECURITIES LLC
May 22, 1990 - December 9, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 1989 - September 20, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/12/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
CREAND SECURITIES
CRD#: 38964 / SEC#: , 8-48481
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
