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Salvatore Anthony Iradi Jr

CRD# 1952851·Registered 1989 - 1993
Previously Registered: Being a previously registered professional could mean that Salvatore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Salvatore Anthony Iradi JR, who also goes by Sal Iradi Jr, was a registered financial advisor. Salvatore was a previously registered financial professional and started their career in finance 1989 - 1993. Salvatore had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sal Iradi Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
July 2, 1993 - September 15, 1993
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
July 19, 1989 - June 30, 1993

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Current Firm

D&
DONALD & CO. SECURITIES INC.

DONALD & CO. SECURITIES INC.

CRD#: 7776 / SEC#: 8-20952
BD
Terminated by SEC on 11/09/2002

Contact Information

Established

New Jersey since 05/19/1976

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
THCG INC.PARENT/HOLDING CO.—
BLUM, STEPHEN ALLANPRESIDENT/CEO600373
MATTIA, LESLIE ANTHONYCHIEF COMPLIANCE OFFICER1469405
PONTECORVO, ANTHONYSEC/TREAS810358
SCIPIONE, CARL EUGENEC.F.O3000672

Disclosures

Regulatory Event

21

Civil Event

2

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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