DR
David G. Robertson
THE FINANCIAL CENTER
NOVI, MI 48375
Some features on this profile are disabled
CRD#: 1952646
DR
Professional summary
David Gerard Robertson, AIF® is a registered financial advisor currently at THE FINANCIAL CENTER, LLC located in Novi, Michigan and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Novi, Michigan.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DAVID ROBERTSON, 41895 ELEVEN MILE RD STE 102, NOVI, MI, 1/1986, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 100/YR - 100/TRADING. 2)DAVID ROBERTSON INC., 41895 ELEVEN MILE RD, STE 102 NOVI, MI, 10/2008 AS PRESIDENT OF BANK ACCOUNT FOR BUSINESS - INSURANCE COMMISSIONS. NIR - 0 HRS. 3)BRIDGEWALK LLC, 41895 ELEVEN MILE RD, STE 102, NOVI, MI 48375. BEGAN 11/2012 AS OWNER OF RENTAL PROPERTY IN FLORIDA AT 5102 SANDERLING. DEVOTES 12 HR/YR-NONE DURING TRADING. 4)5212 OAKLINE LLC, 41895 ELEVEN MILE RD, STE 102, NOVI, MI, 4/2013 AS OWNER OF RENTAL PROPERTY IN FLORIDA - HIRED RENTAL AGENCY TO MANAGE PROPERTY. NIR - 12/YR - 0/TRADING. 5)6337 BRIDGECREST LLC 6337 BRIDGECREST DR, LITHIA, FL 33547. BEGAN 9/1/13; BOUGHT THIS HOUSE AND HAVE HIRED A RENTAL AGENCY TO MANAGE THE PROPERTY FOR ME. NOT INVESTMENT RELATED. DEVOTES 12 HRS/YR. NONE DURING TRADING. 6)24013 VANCE AVE LLC, 41895 ELEVEN MILE RD, STE 102, NOVI, MI, 10/2019 AS RENTAL HOME OWNER. NIR - 12/YR - 0/TRADING. 7)DAVID ROBERTSON HOLDING COMPANY LLC 41895 ELEVEN MILE RD STE 102, NOVI, MI, 10/2008 AS PRESIDENT OF LLC TO PROVIDE TAX AND LEGAL LIABILITY, COVER OFFICE EXPENSES. NIR - 0 HRS. 8)THE FINANCIAL CENTER LLC, 41895 ELEVEN MILE RD STE 102, NOVI, MI, 1/2000 AS PRESIDENT/ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 9)16316 BRIDGECROSSING LLC, 41895 ELEVEN MILE RD, STE 102, NOVI, MI 48375. BEGAN 5/2013 AS OWNER OF HOUSE FOR RENTAL. DEVOTES 12 HR/YR- NONE DURING TRADING. 10)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 08/29/08 11)CSI FINANCIAL GROUP ESTATE PLAN, 11335 N 28TH DRIVE, STE C100, PHOENIX AZ, ESTATE PLANNING GATHERING FEE, 09/01/20, INV REL, 1/WK- 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view David Gerard Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 1, 2010 - Present
THE FINANCIAL CENTER, LLC
Office #1: 41895 Eleven Mile Rd Ste 102, Novi, MI 48375RIA
CRD#: 123393
NOVI, MI
Current
August 26, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 41895 Eleven Mile Rd. Ste. 102, Novi, MI 48375RIA
CRD#: 134139
Novi, MI
Current
August 29, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 41895 Eleven Mile Rd Ste 102, Novi, MI 48375BD
CRD#: 39543
Novi, MI
Past
January 1, 2004 - September 2, 2008
CETERA ADVISORS LLC
BD
CRD#: 10299
BINGHAM FARMS, MI
Past
March 1, 2000 - January 1, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
September 8, 1998 - March 1, 2000
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
May 7, 1997 - September 4, 1998
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 12, 1996 - October 29, 1997
SEGER FINANCIAL, INC.
BD
CRD#: 31000
BIRMINGHAM, MI
Past
June 16, 1995 - August 23, 1996
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
June 23, 1993 - June 16, 1995
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
September 22, 1989 - July 7, 1993
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/13/2019)
RR
California(11/24/2021)
RR
Colorado(1/3/2018)
RR
Connecticut(8/12/2019)
RR
Florida(8/29/2008)
IAR
Florida(11/29/2018)
RR
Georgia(2/20/2020)
RR
Illinois(8/28/2015)
RR
Indiana(9/18/2024)
RR
Iowa(4/18/2011)
IAR
Louisiana(9/5/2018)
RR
Louisiana(7/19/2022)
RR
Maryland(6/5/2014)
RR
Massachusetts(9/4/2008)
RR
Michigan(8/29/2008)
IAR
Michigan(2/1/2010)
RR
Nebraska(1/12/2011)
RR
Nevada(8/27/2018)
RR
New York(3/10/2022)
RR
North Carolina(1/3/2011)
RR
Ohio(8/29/2008)
RR
Pennsylvania(8/30/2023)
RR
South Carolina(1/7/2020)
RR
Texas(4/27/2016)
IAR
Texas(8/26/2020)
RR
Virginia(6/8/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
