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TD

Thomas F. Duszynski

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CRD#: 1952588
TD

Professional summary

Thomas Frances Duszynski was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Thomas is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Thomas had worked at 1 firm, which includes PEB FINANCIAL GROUP INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 20, 1989 - June 9, 1992

PEB FINANCIAL GROUP, INC.

BD
CRD#: 7708
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination

Current Firm

PF
PEB FINANCIAL GROUP, INC.
PEB FINANCIAL GROUP, INC. | PLANNED EMPLOYEE BENEFITS, INC.

CRD#: 7708 / SEC#: , 8-23091

BD
Terminated by SEC on 06/27/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 07/11/1978
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PEB, INC.SHAREHOLDER
GRANT, LAWRENCE ROBERTCHIEF FINANCIAL OFFICER1367811
OMALLEY, MICHAEL JOSEPH SRCHAIRMAN810816
SCHWARZKOPF, WILLIAM PAULPRESIDENT/CHIEF COMPLIANCE OFFICER821724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEB FINANCIAL GROUP, INC.

CRD#: 7708

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