Frank C. Donnauro
Professional summary
Frank Charles Donnauro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Frank had worked at 18 firms, which includes WALLSTREET*E FINANCIAL SERVICES INC., BARRON CHASE SECURITIES INC., CONTINENTAL BROKER-DEALER CORP., M.S. FARRELL & COMPANY INC., GLOBAL CAPITAL SECURITIES CORPORATION, INVESTORS ASSOCIATES INC., THE HERITAGE GROUP INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, CORTLANDT CAPITAL CORPORATION, JOSEPH ROBERTS & CO. INC., HANOVER STERLING & COMPANY LTD., H G I, BERKELEY SECURITIES CORPORATION, AEGIS CAPITAL CORP., THE WELLINGTON GROUP INC., COMMONWEALTH ASSOCIATES, LEHMAN BROTHERS INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2001 - February 27, 2004
WALLSTREET*E FINANCIAL SERVICES, INC.
February 4, 2000 - September 5, 2000
BARRON CHASE SECURITIES, INC.
December 18, 1998 - April 2, 1999
BARRON CHASE SECURITIES, INC.
November 10, 1998 - December 16, 1998
CONTINENTAL BROKER-DEALER CORP.
August 26, 1998 - October 26, 1998
M.S. FARRELL & COMPANY, INC.
January 20, 1998 - April 28, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
February 27, 1996 - May 5, 1997
INVESTORS ASSOCIATES, INC.
November 2, 1995 - February 23, 1996
THE HERITAGE GROUP, INC.
August 28, 1995 - October 2, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
June 26, 1995 - August 29, 1995
CORTLANDT CAPITAL CORPORATION
March 16, 1995 - May 19, 1995
JOSEPH ROBERTS & CO., INC.
March 15, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
May 19, 1993 - December 6, 1993
H G I
November 5, 1992 - May 7, 1993
BERKELEY SECURITIES CORPORATION
June 22, 1992 - December 9, 1992
AEGIS CAPITAL CORP.
January 31, 1992 - June 17, 1992
THE WELLINGTON GROUP, INC.
July 19, 1991 - February 12, 1992
COMMONWEALTH ASSOCIATES
November 23, 1990 - July 31, 1991
LEHMAN BROTHERS INC.
September 24, 1990 - October 16, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WALLSTREET*E FINANCIAL SERVICES, INC.
CRD#: 43896 / SEC#: , 8-50464
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
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