Timothy C. Symington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Charles Symington, who also goes by Tim Charles Symington, Tim Symington, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2019 - January 6, 2020
WALTON RE SECURITIES, LLC
February 14, 2012 - November 29, 2017
HINES PRIVATE WEALTH SOLUTIONS LLC
November 8, 2010 - June 24, 2011
REALTY CAPITAL SECURITIES, LLC
October 8, 2008 - August 26, 2010
FS INVESTMENT SOLUTIONS, LLC
August 1, 2006 - October 1, 2008
NEXBANK SECURITIES INC
March 30, 2005 - August 2, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
November 10, 2003 - September 30, 2004
ALPS DISTRIBUTORS, INC.
April 9, 2003 - August 26, 2003
KESTRA INVESTMENT SERVICES, LLC
September 7, 1999 - April 20, 2000
VOYA FINANCIAL PARTNERS, LLC
July 15, 1997 - December 10, 1997
COREBRIDGE CAPITAL SERVICES, INC.
March 26, 1994 - July 15, 1997
SUNAMERICA SECURITIES, INC.
October 27, 1992 - August 3, 1993
GLOBAL ATLANTIC DISTRIBUTORS, LLC
October 13, 1989 - October 19, 1989
THE STUART-JAMES COMPANY, INCORPORATED
September 29, 1989 - August 5, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 29, 1989 - August 5, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WALTON RE SECURITIES, LLC
CRD#: 172024 / SEC#: , 8-69494
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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