Michael J. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Kelly, who also goes by Michael J Kelly, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 12 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2010 - May 29, 2014
WORLD EQUITY GROUP, INC.
November 18, 2005 - April 9, 2010
REGAL SECURITIES, INC.
July 9, 2003 - November 30, 2005
NATIONAL SECURITIES CORPORATION
July 17, 2002 - July 1, 2003
CAPITOL SECURITIES MANAGEMENT, INC.
June 14, 2002 - July 26, 2002
VFINANCE INVESTMENTS, INC
September 20, 2000 - June 14, 2002
SOMERSET FINANCIAL GROUP, INC.
October 21, 1998 - February 18, 2000
SUMMIT FINANCIAL SERVICES GROUP, INC.
August 9, 1996 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
March 19, 1993 - August 9, 1996
ESSEX NATIONAL SECURITIES, LLC
August 28, 1992 - February 17, 1993
FLEET ENTERPRISES, INC.
March 27, 1992 - July 13, 1992
USLIFE EQUITY SALES CORP.
July 5, 1991 - March 4, 1992
PFS INVESTMENTS INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
