Anthony J. Kirchhoefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Kirchhoefer, who also goes by Tony Kirchhoefer, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1989. Anthony had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - January 24, 2023
EDELMAN FINANCIAL ENGINES
September 9, 2016 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
April 1, 2013 - August 25, 2016
STRATEGIC ADVISERS LLC
January 18, 2013 - August 24, 2016
FIDELITY BROKERAGE SERVICES LLC
March 20, 1990 - April 4, 2012
CHARLES SCHWAB & CO., INC.
July 18, 1989 - September 21, 1989
KEOGLER, MORGAN & COMPANY, INC.
May 26, 1989 - August 23, 1989
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/28/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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