Lawrence N. Gage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Norman Gage, who also goes by Larry Gage, Lawrence Norman Gage, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1989. Lawrence had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - December 10, 2013
SUMMIT SECURITIES GROUP LLC
March 10, 2009 - October 29, 2012
VTRADER PRO, LLC
January 1, 2009 - June 1, 2009
KEYSTONE TRADING PARTNERS
January 29, 2008 - November 26, 2008
MARKET STREET SECURITIES, INC.
January 1, 1991 - March 10, 1992
FIRST UNION CAPITAL MARKETS CORP.
July 18, 1989 - January 1, 1991
BUTCHER & SINGER INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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