Douglas K. Flynn
FLYNN ZITO CAPITAL MANAGEMENT
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 1952114
Professional summary
Douglas Keith Flynn, CFP®, ChFC® is a registered financial advisor currently at FLYNN ZITO CAPITAL MANAGEMENT, LLC located in Garden City, New York and LPL FINANCIAL LLC located in Garden City, New York.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Douglas has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Education Planning
Retirement Income Management
Investment Planning
Estate Planning
Inheritance
Small Business Planning
Comprehensive Financial Planni...
Retirement Planning
Socially Responsible Investing
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/26/1998 - FLYNN/ZITO CAPITAL MANAGEMENT - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/08/2007 - Flynn Zito Capital Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/10/2009 - CNBC - Inv Related - TV - On-air guest to discuss the topic of the day - 1% of Time Spent. 4. 02/10/2009 - Fox Business Network (FBN) and Fox News Channel (FNC) - Inv Related - TV - On-air guest to discuss the topic of the day - 1% of Time Spent. 5. 02/10/2009 - CNN, HLN, and CNNMoney.com - Inv Related - TV - On-air guest to discuss the topic of the day - 1% of Time Spent. 6. 07/14/2009 - Doug Flynn - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - 2% of Time Spent. 7. 04/07/2014 - Flynn Zito Capital Management, LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - 1% of Time Spent. 8. 07/17/2024 - Flynn Zito Capital Management, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 1/2010 - 136 Hrs/Mo During Trading - I provide investment advisory services through Flynn Zito Capital Management, LLC, an independent investment advisor firm. I started this business activity in 01/2010. I expect to spend approximately 136 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 08/01/2024 - FZ Maritime Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/19/2024 - 1 Hour Per Month/ 0 Hours During Trading 10) 05/12/2025 - Wyndham 23, LLC - Investment Related - Garden City, NY - Real Estate Rental - Start Date:05/06/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Keith Flynn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
March 3, 2010 - Present
FLYNN ZITO CAPITAL MANAGEMENT, LLC
Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530RIA
CRD#: 152689
Garden City, NY
Current
November 7, 1997 - Present
LPL FINANCIAL LLC
Office #1: 585 Stewart Ave #620, Garden City, NY 11530RIA
BD
CRD#: 6413
Garden City, NY
Past
January 3, 2018 - December 12, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
OLD BROOKVILLE, NY
Past
August 15, 2000 - June 21, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
OLD BROOKVILLE, NY
Past
June 20, 1989 - November 14, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 20, 1989 - November 14, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM
CRD#: 152689 / SEC#: 801-71111
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/12/1997)
RR
Colorado(1/3/1998)
RR
Connecticut(11/7/1997)
RR
Florida(11/7/1997)
IAR
Florida(7/16/2010)
RR
Georgia(4/12/2021)
RR
Indiana(3/8/2016)
RR
Maine(6/12/2019)
RR
Maryland(6/15/2023)
RR
Massachusetts(3/11/2024)
RR
Michigan(6/24/2022)
RR
New Hampshire(11/19/1999)
IAR
New Hampshire(3/29/2010)
RR
New Jersey(11/7/1997)
RR
New York(11/7/1997)
IAR
New York(3/1/2021)
RR
North Carolina(1/6/1998)
RR
Pennsylvania(11/7/1997)
RR
South Carolina(2/25/2021)
RR
Texas(8/15/2000)
IAR
Texas(3/3/2010)
RR
Virginia(1/5/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FZ
FLYNN ZITO CAPITAL MANAGEMENT, LLC
FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM
CRD#: 152689 / SEC#: 801-71111
RIA
Registered Investment Advisory firm - (2/22/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
585 Stewart Ave Suite 620, Garden City, NY 11530
Mailing Address
Phone number
(516) 746-9000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,823 |
| AUM (Assets Under Management) | $ 672,264,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLYNN ZITO CAPITAL MANAGEMENT, LLC
CRD#: 152689Garden City, NY 11530TRUST BUT VERIFY
Monitor Douglas Flynn
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
