Robert L. Maggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Leonard Maggs, who also goes by Robert Leonard Maggs, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 1999 - December 31, 2012
8808 CORPORATION
June 11, 1997 - April 5, 2000
GRUNTAL & CO., L.L.C.
August 9, 1994 - May 30, 1997
FIRST MONTAUK SECURITIES CORP.
October 13, 1992 - June 3, 1994
FIRST INTERREGIONAL EQUITY CORP.
May 23, 1990 - October 29, 1991
FIRST INTERREGIONAL EQUITY CORP.
September 7, 1989 - December 20, 1989
KEY BISCAYNE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
8808 CORPORATION
CRD#: 141568 / SEC#:
Contact information
Red Flags
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