James W. Mersereau

CARDEROCK CAPITAL MANAGEMENT

Chevy Chase, MD 20815-7020

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CRD#: 1951730

Professional summary

James Williams Mersereau, CFA is a registered financial advisor currently at CARDEROCK CAPITAL MANAGEMENT, INC. located in Chevy Chase, Maryland.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Williams Mersereau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 7, 2025 - Present

CARDEROCK CAPITAL MANAGEMENT, INC.

Office #1: 2 Wisconsin Circle, Suite 600, Chevy Chase, MD 20815-7020

RIA

CRD#: 104570

Chevy Chase, MD

Past

October 9, 1990 - December 31, 2024

CARDEROCK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 104570

CHEVY CHASE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDEROCK CAPITAL MANAGEMENT, INC.

CARDEROCK CAPITAL MANAGEMENT, INC. | THE MERSEREAU COMPANY | MERSEREAU CO

CRD#: 104570 / SEC#: 801-28840

RIA

Registered Investment Advisory firm - (2/20/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/1996

Uniform Investment Adviser Law Examination

Current Firm

CARDEROCK CAPITAL MANAGEMENT, INC.

CARDEROCK CAPITAL MANAGEMENT, INC. | THE MERSEREAU COMPANY | MERSEREAU CO

CRD#: 104570 / SEC#: 801-28840

RIA

Registered Investment Advisory firm - (2/20/1987 Approved)

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Contact information

Main Address

2 Wisconsin Circle, Suite 600, Chevy Chase, MD 20815-7020

Mailing Address

Phone number

(301) 951-5288

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARDEROCK CAPITAL MANAGEMENT, INC. (2/10/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 665,854,051

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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James W. Mersereau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Williams Mersereau's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDEROCK CAPITAL MANAGEMENT, INC.

CARDEROCK CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CARDEROCK CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/1996

Current Firm

CARDEROCK CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDEROCK CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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