Maurice D. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Ducre Olson was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 1989. Maurice had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2016 - July 27, 2018
CAPITAL ONE ASSET MANAGEMENT, LLC
April 1, 2003 - November 12, 2003
COLUMBIA MANAGEMENT ADVISORS, INC.
September 4, 2001 - April 1, 2003
FLEET INVESTMENT ADVISORS INC.
June 4, 1996 - June 18, 1997
1ST GLOBAL CAPITAL CORP.
March 5, 1991 - May 8, 1996
AVANTAX INVESTMENT SERVICES, INC.
July 18, 1989 - October 26, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 1989 - July 24, 1989
FIRM ONE SECURITIES, INCORPORATED
May 23, 1989 - June 20, 1989
U.S. ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ASSET MANAGEMENT, LLC
CRD#: 110533 / SEC#: 801-60234
Contact information
Red Flags
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