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Peter William Ferriso Jr

CRD# 1951676·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter William Ferriso JR, who also goes by Peter Ferriso, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1989 - 2015. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Ferriso

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

MERUS CAPITAL PARTNERS, LLC·CRD# 158884
BD
New York, NY
March 15, 2012 - December 15, 2015
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
July 9, 1992 - March 27, 2000
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
January 16, 1992 - June 29, 1992
SALOMON BROTHERS INC.·CRD# 740
BD
September 30, 1989 - January 28, 1992
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
June 7, 1989 - January 28, 1992

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Current Firm

MC
MERUS CAPITAL PARTNERS, LLC

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884 / SEC#: 8-68937
BD
Terminated by SEC on 02/14/2016

Contact Information

Established

Delaware since 04/15/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MERUS CAPITAL GROUP LLCMEMBER—
ALTER, IRINACCO5988457
BORRELLI, ALAN PASQUALECFO2655912
JUNG, CHARLES CHANDIRECTOR OF OPERATIONS4777355

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1998

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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