Peter W. Ferriso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter William Ferriso JR, who also goes by Peter Ferriso, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2012 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
July 9, 1992 - March 27, 2000
MORGAN STANLEY & CO. LLC
January 16, 1992 - June 29, 1992
CANTOR FITZGERALD & CO.
September 30, 1989 - January 28, 1992
SALOMON BROTHERS INC.
June 7, 1989 - January 28, 1992
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/3/1998
Limited Representative-Equity Trader ExamCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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