Richard C. Whelchel
Professional summary
Richard Charles Whelchel, who also goes by Richard Charles Welchel, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Parsippany, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1989. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Charles Whelchel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2024 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 90 E Halsey Road Suite 106, Parsippany, NJ 07054May 6, 2002 - March 15, 2024
RBC CAPITAL MARKETS, LLC
March 9, 2002 - March 15, 2024
RBC CAPITAL MARKETS, LLC
August 7, 2000 - March 9, 2002
TUCKER ANTHONY INCORPORATED
May 22, 1989 - August 30, 2000
FINANCIAL NORTHEASTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2024)
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Exams
FINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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