Denise A. Martindale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise A Martindale, who also goes by Denise A Blacketer, Denise Ann Blacketer, Denise Blacketer, Denise Ann Blacketer, Denise A Boyles, Denise Ann Boyles, Denise Ann Buacketer, Denise Hawkins, Denise A Holte, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1991. Denise had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2016 - July 18, 2019
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
April 27, 2016 - July 18, 2019
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
May 23, 2013 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 23, 2013 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 9, 2006 - May 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2006 - May 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2003 - February 16, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
September 20, 1991 - February 16, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
CRD#: 8478 / SEC#: 801-63564, 8-25452
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL SERVICES HOLDINGS, LLC | SOLE SHAREHOLDER | |
| COKER, KAREN LE'ELLEN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PARKER, RICHARD WILSON | CEO | 5497397 |
| REYNOLDS, MATTHEW MARK | PRESIDENT / FINOP / PFO / POO/CCO | 4077413 |
| RUDNICK, REGINA MARY | HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
| TITAK, JAMES JOHN | CHAIRMAN OF THE BOARD | 1008441 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
