Stephen C. Vignale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Carl Vignale, CFP®, who also goes by Steve VIgnale, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1989. Stephen had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2018 - June 3, 2022
GRADIENT ADVISORS, LLC
May 12, 2017 - December 7, 2018
INTEGRITY ALLIANCE, LLC.
October 2, 2015 - November 29, 2017
SGL FINANCIAL, LLC
August 31, 2015 - December 31, 2017
WEALTH FINANCIAL GROUP WEST, INC.
March 18, 2010 - October 24, 2013
VALIC FINANCIAL ADVISORS, INC.
March 15, 2010 - October 24, 2013
VALIC FINANCIAL ADVISORS, INC.
February 12, 2007 - December 21, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 12, 2007 - December 21, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 23, 2001 - December 9, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 7, 2001 - December 9, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 27, 1999 - May 15, 2000
CITICORP INVESTMENT SERVICES
September 14, 1998 - September 1, 1999
REPUBLIC FINANCIAL SERVICES CORPORATION
February 18, 1998 - August 28, 1998
FISERV INVESTOR SERVICES, INC.
March 16, 1994 - February 18, 1998
AEGON USA SECURITIES INC.
January 13, 1993 - March 15, 1994
METLIFE INVESTORS DISTRIBUTION COMPANY
May 15, 1992 - December 31, 1992
CUNA BROKERAGE SERVICES, INC.
June 13, 1990 - May 26, 1992
METLIFE INVESTORS DISTRIBUTION COMPANY
May 18, 1989 - February 27, 1990
PLANMEMBER SECURITIES CORPORATION
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
