Gregg J. Gola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg John Gola was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1994. Gregg had worked at 5 firms and has passed the Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2013 - May 22, 2017
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
March 19, 2008 - February 5, 2013
DELAWARE DISTRIBUTORS, L.P.
January 6, 2006 - June 20, 2007
MORGAN STANLEY INVESTMENT ADVISORS INC.
July 9, 1998 - June 20, 2007
MORGAN STANLEY DISTRIBUTION, INC.
August 31, 1994 - August 14, 1996
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
CRD#: 101640 / SEC#: , 8-52105
Contact information
Documents
Red Flags
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