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TM

Timothy P. Mcgrath

RIVERPOINT WEALTH MANAGEMENT | Managing Partner
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 1950510
TM

Professional summary

Timothy Patrick Mcgrath, CFP®, who also goes by Tim Mcgrath, is a registered financial advisor currently at RIVERPOINT WEALTH MANAGEMENT located in Chicago, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

What are your service offerings?
Executive services/Equity comp...
Financial planning
Philanthropic services
Loans/credit services
Trading individual securities
Institutional consulting
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes

Aliases

Tim Mcgrath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/12/2007 - NON-VARIABLE INSURANCE - HSAS - REP WILL BE TRANSACTING IN HEALTH SERVICE ACCOUNTS-IN FIXED BUCKETS ONLY - 1% OF TIME SPENT - CHICAGO, IL (2) 03/17/2011 - RIVERPOINT WEALTH MANAGEMENT LLC - NON-VARIABLE INSURANCE - LIFE, DI, LTC, HEALTH - 1% OF TIME SPENT - CHICAGO, IL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Patrick Mcgrath's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

September 25, 2013 - Present

RIVERPOINT WEALTH MANAGEMENT

Office #1: 200 South Wacker Dr. Suite 3100, Chicago, IL 60606
RIA
CRD#: 168346
CHICAGO, IL
Past

August 1, 2007 - October 28, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
CHICAGO, IL
Past

August 1, 2007 - October 5, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
CHICAGO, IL
Past

May 22, 2007 - August 7, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
CHICAGO, IL
Past

January 23, 2006 - February 2, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
CHICAGO, IL
Past

May 20, 2003 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA
CRD#: 109729
MILWAUKEE, WI
Past

October 1, 2001 - January 31, 2006

NETWORK PLANNING ADVISORS, L.L.C.

RIA
CRD#: 109000
CHICAGO, IL
Past

May 26, 1989 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

May 26, 1989 - August 7, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIVERPOINT WEALTH MANAGEMENT
RIVERPOINT WEALTH MANAGEMENT | RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

CRD#: 168346 / SEC#: 801-78487

RIA
Registered Investment Advisory firm - (9/10/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(9/25/2013)
IAR
Texas
(11/17/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/15/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/25/1989
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/5/2007
General Securities Principal Examination

Current Firm

RW
RIVERPOINT WEALTH MANAGEMENT
RIVERPOINT WEALTH MANAGEMENT | RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

CRD#: 168346 / SEC#: 801-78487

RIA
Registered Investment Advisory firm - (9/10/2013 Approved)
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Contact information

Main Address
200 South Wacker Drive Suite 2330, Chicago, IL 60606
Mailing Address
Phone number
(312) 239-1330
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/22/2025)
FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (1/30/2025)

Regulatory assets under management

Total Number of Accounts983
AUM (Assets Under Management)$ 747,803,093

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVERPOINT WEALTH MANAGEMENT

Managing PartnerCRD#: 168346Chicago, IL 60606

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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