Arthur L. D'angelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Leon D'angelo, who also goes by Art Dangelo, Arthur Leon Dangelo, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1989. Arthur had worked at 9 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2015 - July 21, 2016
MOONDANCE INVESTMENT ADVISORS, LLC
May 23, 2003 - January 6, 2005
PARK AVENUE SECURITIES LLC
May 28, 1998 - March 31, 2003
HORNOR, TOWNSEND & KENT, LLC
January 29, 1998 - June 8, 1998
WMA SECURITIES, INC.
January 23, 1996 - January 22, 1998
INVESTORS CAPITAL CORP.
July 10, 1991 - January 30, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 10, 1991 - January 30, 1996
SIGNATOR INVESTORS, INC.
July 12, 1989 - September 21, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 12, 1989 - September 21, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOONDANCE INVESTMENT ADVISORS, LLC
CRD#: 166171 / SEC#: 801-77375
Contact information
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 32,246,922 |
Red Flags
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