FA
Francisco J. Amigo
JANNEY MONTGOMERY SCOTT LLC
Miami, FL 33156
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CRD#: 1950393
FA
Professional summary
Francisco Javier Amigo, who also goes by Francisco J Amigo, Frank Amigo, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Miami, Florida.
Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Francisco has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 10, Series 9, Series 4, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Francisco J Amigo | Frank Amigo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
co-owner with spouse of Nilo One LLC which owns a rental property. Business address is 11767 S. Dixie Hwy #337, Miami, FL 33156. start date: 8/30/12, devote 1 hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view Francisco Javier Amigo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Francisco Javier Amigo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 8950 Sw 74 Court Suite 2005, Miami, FL 33156RIA
BD
CRD#: 463
Miami, FL
Current
September 1, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 8950 Sw 74 Court Suite 2005, Miami, FL 33156RIA
BD
CRD#: 463
Miami, FL
Past
March 5, 2001 - April 11, 2017
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CORAL GABLES, FL
Past
March 5, 2001 - April 11, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CORAL GABLES, FL
Past
September 22, 2000 - March 15, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 17, 1998 - November 7, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
June 16, 1994 - March 20, 1998
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
September 16, 1993 - June 8, 1994
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
February 4, 1993 - September 23, 1993
BARNETT INVESTMENTS, INC.
BD
CRD#: 14897
JACKSONVILLE, FL
Past
September 11, 1991 - February 1, 1993
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
April 17, 1991 - September 24, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 1, 1989 - May 2, 1991
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 20, 1989 - October 25, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2017)
RR
Arizona(9/20/2017)
RR
Arkansas(9/6/2017)
RR
California(9/1/2017)
RR
Colorado(9/29/2020)
RR
Connecticut(9/11/2017)
RR
Delaware(9/7/2017)
RR
District of Columbia(9/7/2017)
RR
Florida(9/5/2017)
IAR
Florida(9/5/2017)
RR
Georgia(9/7/2017)
RR
Hawaii(9/6/2017)
RR
Idaho(9/1/2017)
RR
Illinois(9/6/2017)
RR
Indiana(9/6/2017)
RR
Iowa(7/31/2023)
RR
Kansas(9/7/2017)
RR
Kentucky(9/6/2017)
RR
Louisiana(9/8/2017)
RR
Maine(9/5/2017)
RR
Maryland(9/5/2017)
RR
Massachusetts(9/5/2017)
RR
Michigan(8/8/2025)
RR
Minnesota(9/10/2017)
RR
Mississippi(9/6/2017)
RR
Missouri(9/11/2017)
RR
New Hampshire(9/12/2017)
RR
New Jersey(9/7/2017)
RR
New Mexico(9/6/2017)
RR
New York(9/6/2017)
RR
North Carolina(9/5/2017)
RR
North Dakota(9/5/2017)
RR
Ohio(12/22/2021)
RR
Oregon(9/18/2017)
RR
Pennsylvania(9/5/2017)
RR
Rhode Island(9/8/2017)
RR
South Carolina(9/8/2017)
RR
South Dakota(9/6/2017)
RR
Tennessee(9/6/2017)
RR
Texas(9/6/2017)
IAR
Texas(9/6/2017)
RR
Utah(9/1/2017)
RR
Vermont(10/20/2023)
RR
Virgin Islands(10/23/2017)
RR
Virginia(9/1/2017)
RR
Washington(9/5/2017)
RR
West Virginia(9/14/2017)
RR
Wisconsin(9/6/2017)
RR
Wyoming(9/11/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/18/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Miami, FL 33156TRUST BUT VERIFY
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