Christine L. Villarreal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Lorraine Villarreal MS, who also goes by Christine Lorraine Rivas Rivas, Christine Lorraine Rodriguez Mrs, Christine Lorraine VIllarreal, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2008. Christine had worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2014 - October 7, 2019
ASSETMARK BROKERAGE, LLC
April 3, 2008 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
