Kurtis J. Linn

Some features on this profile are disabled

CRD#: 1950198

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kurtis Jon Linn, who also goes by Kurt Jon Linn, Kurt Linn, was a registered financial advisor .

Kurtis is a previously registered financial advisor and started their career in finance in 1989. Kurtis had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kurt Jon Linn | Kurt Linn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 4, 2010 - June 27, 2013

CLEARVIEW INVESTMENT PARTNERS, LLC

RIA

CRD#: 150046

NEWPORT BEACH, CA

Past

June 1, 2009 - December 21, 2009

MORGAN STANLEY

RIA

CRD#: 149777

IRVINE, CA

Past

June 1, 2009 - December 21, 2009

MORGAN STANLEY

CRD#: 149777

IRVINE, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

IRVINE, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

IRVINE, CA

Past

May 27, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

IRVINE, CA

Past

May 26, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

IRVINE, CA

Past

March 20, 1998 - June 17, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MISSION VIEJO, CA

Past

February 13, 1998 - June 17, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 23, 1993 - February 18, 1998

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

November 15, 1990 - May 4, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 1, 1990 - August 22, 1990

VESTCORP SECURITIES, INC.

CRD#: 14746

IRVINE, CA

Past

May 16, 1989 - June 20, 1989

FFP SECURITIES, INC.

CRD#: 16337

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD#: 150046 / SEC#: 801-70141

RIA

Registered Investment Advisory firm - (4/23/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/26/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/27/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/12/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD#: 150046 / SEC#: 801-70141

RIA

Registered Investment Advisory firm - (4/23/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3151 Airway Avenue Suite H-1, Costa Mesa, CA 92626

Mailing Address

Phone number

(949) 200-1560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLEARVIEW - ADV PART 2A DISCLOSURE BROCHURE (2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 100,409,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kurtis J. Linn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SUTRO & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VESTCORP SECURITIES, INC.

FFP SECURITIES, INC.

Primary Firm SEC Registration

CLEARVIEW INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/1996

Series 63

Date: 8/3/1990

Series 31

Date: 9/26/2005

Series 7

Date: 3/17/1990

Series 22

Date: 6/27/1989

Series 6

Date: 5/12/1989

Current Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors