Joseph C. Lizzio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Christopher Lizzio was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1989. Joseph had worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2008 - June 8, 2020
BEDROK SECURITIES LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
November 29, 1991 - July 3, 2007
CITIGROUP GLOBAL MARKETS INC.
June 8, 1989 - October 24, 1991
DISCOUNT CORPORATION OF NEW YORK
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 99TO
Date: 12/22/2022
Operations Professional ExaminationCurrent Firm
BEDROK SECURITIES LLC
CRD#: 13134 / SEC#: , 8-28666
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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