William N. Jenkins

TCFG INVESTMENT ADVISORS

Smoky Lake, Alberta,

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CRD#: 1949918

Professional summary

William Noble Jenkins, who also goes by Bill Jenkins, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC and TCFG WEALTH MANAGEMENT, LLC located in Laguna Niguel, California.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Jenkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Noble Jenkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

Smoky Lake, Alberta,

Current

January 6, 2017 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677

CRD#: 164153

LAGUNA NIGUEL, CA

Past

December 8, 2016 - December 19, 2016

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

December 8, 2016 - December 19, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

July 7, 2008 - December 8, 2016

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

RENO, NV

Past

July 7, 2008 - December 8, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

CHICO, CA

Past

September 27, 2007 - July 7, 2008

CROCKER SECURITIES LLC

RIA

CRD#: 119523

CHICO, CA

Past

January 21, 2003 - July 7, 2008

CROCKER SECURITIES LLC

CRD#: 119523

CHICO, CA

Past

November 15, 2001 - January 23, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CITRUS HEIGHTS, CA

Past

July 1, 1998 - January 23, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 8, 1995 - July 1, 1998

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

May 22, 1991 - June 27, 1995

C. R. BOGGS FINANCIAL SERVICES, INC.

CRD#: 16974

FAIR OAKS, CA

Past

July 18, 1989 - May 16, 1991

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCFG INVESTMENT ADVISORS, LLC

TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA

Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/3/2017)

California
(1/6/2017)

IAR

Colorado
(2/7/2019)

New York
(5/17/2025)

IAR

North Carolina
(2/17/2022)

North Carolina
(10/28/2022)

IAR

Oklahoma
(3/26/2020)

IAR

Oregon
(6/22/2021)

Oregon
(6/22/2022)

IAR

Pennsylvania
(1/14/2022)

Tennessee
(5/14/2019)

Texas
(4/10/2017)

IAR

Texas
(2/6/2019)

Utah
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCFG INVESTMENT ADVISORS, LLC

TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA

Registered Investment Advisory firm - (2/9/2013 Approved)

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Contact information

Main Address

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677

Mailing Address

Phone number

(949) 365-5830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)

WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,344
AUM (Assets Under Management)	$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William N. Jenkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Noble Jenkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCFG WEALTH MANAGEMENT, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

CROCKER SECURITIES LLC

CROCKER SECURITIES LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CANTELLA & CO., INC.

C. R. BOGGS FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

TCFG INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2007

Series 63

Date: 3/7/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1989

Series 24

Date: 10/2/1992

FINRA

Current Firm

TCFG INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCFG INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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