Robert M. Mennella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Mario Mennella was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - November 15, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 15, 2016
J.P. MORGAN SECURITIES LLC
November 2, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 18, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 24, 1999 - May 11, 2005
J.P. TURNER & COMPANY, L.L.C.
July 7, 1998 - February 2, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
February 12, 1997 - August 22, 1997
INVESTORS ASSOCIATES, INC.
January 29, 1997 - February 11, 1997
INVESTORS ASSOCIATES, INC.
September 19, 1996 - February 11, 1997
INVESTORS ASSOCIATES, INC.
July 10, 1996 - September 9, 1996
M.S. FARRELL & COMPANY, INC.
May 9, 1996 - October 14, 1996
A. R. BARON & CO., INC.
September 15, 1995 - December 11, 1995
CLEARING SERVICES OF AMERICA, INC.
March 15, 1994 - September 12, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 1, 1993 - March 9, 1994
FIRST ASSET MANAGEMENT, INC.
July 28, 1992 - January 29, 1993
REICH & CO., INC.
October 7, 1991 - July 21, 1992
GKN SECURITIES CORP.
December 13, 1990 - October 9, 1991
REICH & CO., INC.
August 10, 1989 - December 20, 1990
D. H. BLAIR & CO., INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
