Gregory V. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Vincent Carter was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1989. Gregory had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - May 19, 2014
GATE US LLC
March 10, 2010 - October 4, 2011
CREATION CAPITAL LLC
March 4, 2002 - July 6, 2009
CREATION CAPITAL LLC
May 26, 2000 - October 24, 2000
TRAUTMAN WASSERMAN & COMPANY, INC.
October 4, 1999 - June 1, 2000
ARJENT LTD.
September 17, 1998 - September 20, 1999
GENEVA CAPITAL CORP.
November 19, 1997 - September 3, 1998
AUGMENT SECURITIES INC.
August 22, 1989 - December 2, 1997
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GATE US LLC
CRD#: 10863 / SEC#: , 8-27970
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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