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Brian Alexander Vasiljevich

CRD# 1949834·Registered 1992 - 1998
Barred: Brian Alexander Vasiljevich was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Brian Alexander Vasiljevich was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1992 - 1998. Brian had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PELLETT INVESTMENTS, INC.·CRD# 19834
BD
Missoula, MT
March 22, 1996 - June 17, 1998
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
July 8, 1994 - December 14, 1995
BEACON SECURITIES, INC.·CRD# 15300
BD
New York, NY
November 11, 1993 - February 18, 1994
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
New York, NY
January 20, 1992 - November 24, 1993
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
January 20, 1992 - February 11, 1997

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Current Firm

PI
PELLETT INVESTMENTS, INC.

PELLETT INVESTMENTS, INC.

CRD#: 19834 / SEC#: 8-37839
BD
Cancelled by SEC on 07/28/1999

Contact Information

Established

Montana since 04/14/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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