Charles V. Couch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Vince Couch, who also goes by VInce Couch, Vini Couch, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1989. Charles had worked at 5 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2011 - November 19, 2012
COASTAL SECURITIES, INC.
February 2, 2007 - January 4, 2010
COASTAL SECURITIES, INC.
August 23, 2005 - November 6, 2006
KINSELL, NEWCOMB & DE DIOS, INC
May 31, 1994 - June 27, 1996
GEORGE K. BAUM & COMPANY
March 22, 1991 - May 31, 1994
GKB, INC.
July 12, 1989 - April 16, 1990
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
