Sherry Harris
Professional summary
Sherry Harris, who also goes by Sherry R Harris, Sherry R Johnson, Sherry Rodgers, is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Mobile, Alabama.
Sherry is registered as a RR (Registered Representative) and started their career in finance in 1989. Sherry has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherry Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2012 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 3605 Springhill Business Park, Suite A, Mobile, AL 36608July 23, 2009 - September 27, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 22, 1989 - September 27, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700Mobile, AL 36608TRUST BUT VERIFY
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