Hank Ching

FORTUNE SECURITIES

Alhambra, CA 91801

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CRD#: 1949590

Professional summary

Hank Ching is a registered financial professional currently at FORTUNE SECURITIES, INC. located in Alhambra, California.

Hank is registered as a RR (Registered Representative) and started their career in finance in 1991. Hank has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hank Ching's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2013 - Present

FORTUNE SECURITIES, INC.

Office #1: 388 E. Valley Blvd., Suite 208, Alhambra, CA 91801Office #2: 388 E. Valley Blvd. Suite 208, Alhambra, CA 91801

CRD#: 40821

Alhambra, CA

Past

February 3, 2010 - July 27, 2012

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

January 28, 2005 - January 22, 2010

ETECH SECURITIES, INC.

CRD#: 104195

PASADENA, CA

Past

November 6, 1997 - January 26, 2005

ACE DIVERSIFIED CAPITAL, INC.

CRD#: 41768

SAN GABRIEL,, CA

Past

June 17, 1991 - October 20, 1997

U. S. PACIFIC FINANCIAL SERVICES, INC.

CRD#: 17423

ALHAMBRA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/29/2013)

Washington
(8/5/2020)

Exams

State Security Law Exam

Series 63

Date: 6/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/1991

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/26/1989

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 4/26/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORTUNE SECURITIES, INC.

CRD#: 40821 / SEC#: , 8-49208

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

388 E. Valley Blvd. Suite 208, Alhambra, CA 91801

Mailing Address

388 E. Valley Blvd. Suite 208, Alhambra, CA 91801

Phone number

(626) 281-6001

Established

California since 11/20/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CHEN, YINYI	CEO, DIRECTOR ,SECRETARY, MUNI BOND PRINCIPAL & CFO	2086259
CHEN, YINYI	CCO	2086259
CHEN, JEN WEI	SHAREHOLDER	2734506
LIN, SUNIN	SHAREHOLDER	2556300
WU, FENG-SHENG	SHAREHOLDER	5672647

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Hank Ching

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hank Ching's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEDBUSH SECURITIES INC.

ETECH SECURITIES, INC.

ACE DIVERSIFIED CAPITAL, INC.

U. S. PACIFIC FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/1991

SIE

Date: 10/1/2018

Series 7

Date: 6/12/1991

Series 3

Date: 4/26/1989

Series 24

Date: 4/26/2005

FINRA

Current Firm

FORTUNE SECURITIES, INC.

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE SECURITIES, INC.

TRUST BUT VERIFY

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