John J. Woods
Professional summary
John Justin Woods was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 4 firms, which includes SOUTHPORT CAPITAL, OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - August 26, 2021
SOUTHPORT CAPITAL
October 7, 2004 - December 31, 2016
OPPENHEIMER & CO. INC.
January 3, 2003 - December 31, 2016
OPPENHEIMER & CO. INC.
July 10, 1991 - January 3, 2003
CIBC WORLD MARKETS CORP.
May 23, 1989 - July 31, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
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