Gary S. Ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Stephen Ward, CFP® was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1989. Gary had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2018 - January 17, 2023
COREBRIDGE CAPITAL SERVICES, INC.
March 9, 2015 - November 30, 2016
OSAIC FA, INC.
June 1, 2010 - December 20, 2013
ATHENE SECURITIES, LLC
July 20, 2005 - March 15, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
November 12, 2002 - May 27, 2005
MONY SECURITIES CORPORATION
May 3, 1999 - February 21, 2002
PARK AVENUE SECURITIES LLC
March 12, 1992 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
May 30, 1989 - March 2, 1992
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
