Gary S. Ward

COREBRIDGE CAPITAL SERVICES

HOUSTON, TX 77019

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CRD#: 1949113

Professional summary

Gary Stephen Ward, CFP® is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1989. Gary has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Stephen Ward's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 17, 2026 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 2929 Allen Parkway, Houston, TX 77019

CRD#: 13158

HOUSTON, TX

Past

November 8, 2018 - January 17, 2023

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

March 9, 2015 - November 30, 2016

OSAIC FA, INC.

CRD#: 3978

WINDSOR, CT

Past

June 1, 2010 - December 20, 2013

ATHENE SECURITIES, LLC

CRD#: 36867

WEST DES MOINES, IA

Past

July 20, 2005 - March 15, 2010

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

November 12, 2002 - May 27, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 3, 1999 - February 21, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

March 12, 1992 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

May 30, 1989 - March 2, 1992

VP DISTRIBUTORS, LLC

CRD#: 3036

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/18/2026)

Illinois
(9/17/2026)

Indiana
(9/17/2026)

Kentucky
(9/17/2026)

Michigan
(9/17/2026)

New Jersey
(9/17/2026)

Ohio
(9/17/2026)

Vermont
(9/17/2026)

Wisconsin
(9/17/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 11/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 12/10/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 5/26/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 1/29/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Phone number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMERICAN GENERAL LIFE INSURANCE COMPANY	SHAREHOLDER
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER	1863103
FORTEY, MICHAEL	CHIEF COMPLIANCE OFFICER	2304969
NASTA, CHRISTINA MARIE	PRESIDENT	2736888

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary S. Ward

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Stephen Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

COREBRIDGE CAPITAL SERVICES, INC.

OSAIC FA, INC.

ATHENE SECURITIES, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

MONY SECURITIES CORPORATION

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

VP DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 6/8/1992

SIE

Passed: 11/30/2016

Series 7

Passed: 12/10/1992

Series 6

Passed: 5/26/1989

Series 24

Passed: 1/29/1993

FINRA

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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