Jane F. Baisden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Frances Baisden, who also goes by Jane Frances Fatkin, Jane Frances Mcneill, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1999. Jane had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - March 23, 2022
IFP SECURITIES, LLC
September 8, 2009 - May 23, 2019
LPL FINANCIAL LLC
September 25, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
January 12, 2006 - May 16, 2008
NATIONAL SECURITIES CORPORATION
September 21, 2005 - February 1, 2006
STG SECURE TRADING GROUP, INC.
July 1, 2005 - September 21, 2005
GUNNALLEN FINANCIAL, INC
November 21, 2003 - July 1, 2005
VSR FINANCIAL SERVICES, INC.
February 3, 1999 - July 24, 2003
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
