Jan W. Van Arsdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Walter Van Arsdale JR, who also goes by Jan Walter Vanarsdale Jr, was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1989. Jan had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2016 - March 18, 2022
TELSEY ADVISORY GROUP LLC
December 5, 2012 - March 23, 2016
JANNEY MONTGOMERY SCOTT LLC
July 8, 2010 - November 5, 2012
THINKEQUITY LLC
March 17, 2009 - June 22, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
June 19, 2006 - March 19, 2009
FM PARTNERS HOLDINGS LLC
January 8, 2005 - June 15, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
October 20, 2004 - January 12, 2005
SARATOGA CAPITAL MARKETS
July 10, 2002 - January 26, 2005
BURLINGTON CAPITAL MARKETS INC.
August 1, 2000 - November 14, 2002
INSTINET, LLC
April 22, 1994 - August 1, 2000
REUTERS C CORPORATION
May 23, 1989 - February 28, 1994
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
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