AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JM

John J. Mcgough

WALLACHBETH CAPITAL
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 1948915
JM
John Joseph Mcgough JRWALLACHBETH CAPITAL

Professional summary

John Joseph Mcgough JR, who also goes by John Mcgough, John J. Mcgough Jr., John Joseph Mcgough, is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Boca Raton, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 13 firms and has passed the Series 63, Series 72, Series 99TO, SIE, Series 7 and Series 6 exams.

Aliases

John Mcgough | John J. Mcgough Jr. | John Joseph Mcgough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Mcgough JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2026 - Present

WALLACHBETH CAPITAL LLC

Office #1: 1001 Yamato Rd. Suite 404, Boca Raton, FL 33431
BD
CRD#: 147853
BOCA RATON, FL
Past

February 16, 2018 - September 11, 2024

STONEX FINANCIAL INC.

BD
CRD#: 45993
BOCA RATON, FL
Past

November 19, 2013 - June 2, 2016

MKM PARTNERS LLC

BD
CRD#: 114666
ROSELAND, NJ
Past

April 4, 2011 - November 20, 2013

JONESTRADING

BD
CRD#: 6888
MORRISTOWN, NJ
Past

October 7, 2008 - February 17, 2011

BTIG, LLC

BD
CRD#: 122225
NEW YORK, NY
Past

April 4, 2006 - October 6, 2008

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

BD
CRD#: 126935
NEW YORK, NY
Past

January 29, 2003 - April 6, 2006

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 30, 2002 - November 22, 2002

INET ATS, INC.

BD
CRD#: 20746
JERSEY CITY, NJ
Past

January 16, 2001 - November 22, 2002

NASDAQ CAPITAL MARKETS ADVISORY LLC

BD
CRD#: 104295
NEW YORK, NY
Past

March 18, 1997 - January 12, 2001

STANDARD & POOR'S SECURITIES, INC.

BD
CRD#: 5248
NEW YORK, NY
Past

October 4, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

October 4, 1989 - August 29, 1996

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

April 27, 1989 - September 11, 1989

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(10/2/2026)
RR
Florida
(9/22/2026)
RR
New Jersey
(10/1/2026)
RR
Texas
(10/1/2026)
RR
Washington
(10/1/2026)
RR
Wisconsin
(10/1/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 8/27/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 72
Status Unavailable
Passed: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 3/17/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Status Unavailable
Passed: 10/3/1989
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

WC
WALLACHBETH CAPITAL LLC
WALLACHBETH CAPITAL LLC

CRD#: 147853 / SEC#: , 8-67936

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...

Contact information

Main Address
1001 Yamato Rd. Suite 404, Boca Raton, FL 33431
Mailing Address
1001 Yamato Rd. Suite 404, Boca Raton, FL 33431
Phone number
(646) 237-8585
Established
New York since 05/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (44 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALLACHBETH HOLDINGS LLC95% OWNER
SAGO MANAGEMENT, LLC5% OWNER
BETH, DAVID JAYCOO/PRESIDENT/ MANAGING MEMBER2470494
OH, SEUNG CHEOLCFO, FNOP4632040
SCHWEITZER, ERIC BRUCECHIEF COMPLIANCE OFFICER1036891
WALLACH, MICHAEL CONRADCHIEF EXECUTIVE OFFICER/MANAGING MEMBER2376092

Disclosures

Regulatory Event3
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALLACHBETH CAPITAL LLC

CRD#: 147853Boca Raton, FL 33431

TRUST BUT VERIFY

Monitor John Mcgough

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
FORT LAUDERDALE, FL
Victoria Miller Ricker
Victoria RickerAdvisorCheck Check Mark
DAYMARK WEALTH PARTNERS, LLC
IAR
FORT LAUDERDALE, FL
SC
Stuart ChamberlinAdvisorCheck Check Mark
SOUND INCOME STRATEGIES, LLC
IAR
Boca Raton, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.