Deborah J. Breckenridge
Professional summary
Deborah Jean Breckenridge was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Deborah is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Deborah had worked at 2 firms, which includes SUNCOAST CAPITAL GROUP LTD., DORSEY & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1993 - January 27, 2000
SUNCOAST CAPITAL GROUP, LTD.
March 15, 1991 - August 31, 1993
DORSEY & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUNCOAST CAPITAL GROUP, LTD.
CRD#: 31214 / SEC#: , 8-45422
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUNCOAST CAPITAL GROUP INC | GENERAL PARTNER | |
| COHEN, EDWARD HARVEY | LIMITED PARTNER | 2311002 |
| MURNANE, KEVIN ANTHONY | EXECUTIVE V.P.,SALES MANAGER | 1584210 |
| COHEN, TODD JAY | PRESIDENT,GENERAL SECURITIES PRINCIPAL | 1889544 |
| SOLOMON, NEIL MATTHEW | CHIEF FINANCIAL OFFICER,FINOP | 2789040 |
| ZWICK, DAVID ALAN | EXECUTIVE VICE PRESIDENT,GENERAL SECURITIES PRINCIPAL | 1697439 |
Red Flags
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