DS
David J. Schlitt
SYNERGY INVESTMENT MANAGEMENT LLC
Maitland, FL 32751
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CRD#: 1948749
DS
Professional summary
David John Schlitt, ChFC®, CLU® is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Maitland, Florida and LPL FINANCIAL LLC located in Maitland, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 03/11/2015 - The Participant Effect - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 10/28/2015 - Merit Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 1/23/2017: Coastal Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/02/2017 - 10 Hours Per Month/5 Hours During Securities Trading. (4) 7/12/2021 - WellCents Hosted By Merit Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/29/2021 - 10 Hours Per Month/10 Hour During Securities Trading. (6) 11/16/2022 - Schlitt Happens, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 09/22/2021 - 1 Hour Per Month/0 Hours During Securities Trading. (7) 01/01/2022 - Merit Wealth Advisors, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 1/1/2022 - 20 Hrs/Mo; 10 Hrs During Trading. (8) 05/09/2024 - NexStage Consulting - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/15/2024 - 20 Hrs/Mo; 10 Hrs During Trading. (9) 09/13/2024 - Synergy Investment Management LLC - Inv Related - At Reported Business Location - IAR - Start Date 09/02/2024 - 160hrs/month/ during trading hours - I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view David John Schlitt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2024 - Present
SYNERGY INVESTMENT MANAGEMENT LLC
Office #1: 1060 Maitland Center Commons Blvd Suite 365, Maitland, FL 32751RIA
CRD#: 305961
Maitland, FL
Current
December 11, 2014 - Present
LPL FINANCIAL LLC
Office #1: 1060 Maitland Center Commons Blvd Ste 365, Maitland, FL 32751RIA
BD
CRD#: 6413
MAITLAND, FL
Past
December 23, 2014 - August 30, 2024
MERIT FINANCIAL ADVISORS
RIA
CRD#: 142457
MATILAND, FL
Past
July 22, 2005 - December 19, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
ORLANDO, FL
Past
September 10, 1990 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 10, 1990 - December 19, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ORLANDO, FL
Past
July 6, 1989 - August 27, 1990
SCHLITT INVESTOR SERVICES, INC.
BD
CRD#: 16071
VERO BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/11/2014)
IAR
Florida(9/4/2024)
RR
Georgia(9/8/2021)
RR
Iowa(1/14/2015)
RR
New Jersey(8/5/2020)
RR
New York(11/4/2022)
RR
North Carolina(4/11/2018)
RR
South Carolina(6/6/2018)
RR
Virginia(9/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING
CRD#: 305961 / SEC#: 801-129970
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 North Westmonte Drive, Altamonte Springs, FL 32714
Mailing Address
Phone number
(321) 203-4458
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,070 |
| AUM (Assets Under Management) | $ 461,195,028 |
Red Flags
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Company Information
SYNERGY INVESTMENT MANAGEMENT LLC
CRD#: 305961Maitland, FL 32751TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
