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DS

David J. Schlitt

SYNERGY INVESTMENT MANAGEMENT
Altamonte Springs, FL 32714
Some features on this profile are disabled
CRD#: 1948749
DS

Professional summary

David John Schlitt, ChFC®, CLU® is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Altamonte Springs, Florida and LPL FINANCIAL LLC located in Altamonte Springs, Florida.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Schlitt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

September 4, 2024 - Present

SYNERGY INVESTMENT MANAGEMENT LLC

Office #1: 215 North Westmonte Drive, Altamonte Springs, FL 32714
RIA
CRD#: 305961
Altamonte Springs, FL
Current

December 11, 2014 - Present

LPL FINANCIAL LLC

Office #1: 215 N Westmonte Drive, Altamonte Springs, FL 32714
RIA
BD
CRD#: 6413
Altamonte Springs, FL
Past

November 17, 2025 - February 20, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
MAITLAND, FL
Past

December 23, 2014 - August 30, 2024

MERIT FINANCIAL ADVISORS

RIA
CRD#: 142457
MATILAND, FL
Past

July 22, 2005 - December 19, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
ORLANDO, FL
Past

September 10, 1990 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

September 10, 1990 - December 19, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
ORLANDO, FL
Past

July 6, 1989 - August 27, 1990

SCHLITT INVESTOR SERVICES, INC.

BD
CRD#: 16071
VERO BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING

CRD#: 305961 / SEC#: 801-129970

RIA
Registered Investment Advisory firm - (4/19/2024 Approved)
Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/11/2014)
IAR
Florida
(9/4/2024)
RR
Georgia
(9/8/2021)
RR
Iowa
(1/14/2015)
RR
New Jersey
(8/5/2020)
RR
North Carolina
(4/11/2018)
RR
South Carolina
(6/6/2018)
RR
Virginia
(9/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/18/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/8/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SI
SYNERGY INVESTMENT MANAGEMENT LLC
MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING

CRD#: 305961 / SEC#: 801-129970

RIA
Registered Investment Advisory firm - (4/19/2024 Approved)
Florida
Registered Investment Advisory firm - (4/29/2024 Terminated)
PREMIUM
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Contact information

Main Address
215 North Westmonte Drive, Altamonte Springs, FL 32714
Mailing Address
Phone number
(321) 203-4458
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SYNERGY DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, AND PRIVACY POLICY (4/21/2025)

Regulatory assets under management

Total Number of Accounts2,070
AUM (Assets Under Management)$ 461,195,028

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY INVESTMENT MANAGEMENT LLC

CRD#: 305961Altamonte Springs, FL 32714

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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