Roger J. Hannan

CRD#: 1948426

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roger James Hannan, CFP® was a registered financial professional .

Roger is a previously registered financial professional and started their career in finance in 1989. Roger had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

August 3, 2021 - May 22, 2024

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Libertyville, IL

Past

July 30, 2021 - July 30, 2021

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Libertyville, IL

Past

July 30, 2021 - May 22, 2024

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Libertyville, IL

Past

January 17, 2020 - August 3, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LIBERTYVILLE, IL

Past

January 17, 2020 - August 3, 2021

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

LIBERTYVILLE, IL

Past

July 1, 2014 - January 21, 2020

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

January 17, 2011 - July 7, 2014

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

LIBERTYVILLE, IL

Past

October 21, 2009 - November 3, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

October 21, 2009 - January 21, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

LIBERTYVILLE, IL

Past

October 31, 2003 - October 23, 2009

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LIBERTYVILLE, IL

Past

May 23, 1989 - October 23, 2009

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

LIBERTYVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roger J. Hannan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST SECURITIES, L.L.C.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

AMERICAN PORTFOLIOS ADVISORS, INC

REGAL INVESTMENT ADVISORS LLC

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2003

Series 63

Date: 12/11/1989

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1989

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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