Thavaselan Subramaniam
ChFC®, CLU®Professional Summary
Thavaselan Subramaniam, ChFC®, CLU®, who also goes by Seelan Subramaniam, Thavaselan Subramaniam, is a registered financial advisor currently at TURNER FINANCIAL GROUP, INC. located in Tulsa, Oklahoma. Thavaselan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thavaselan has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Seelan Subramaniam, Thavaselan Subramaniam
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
Contact Information
Main Address
4366 5th Avenue, Pace, FL 32571-1810Phone Number
(850) 995-1797# of Employees
12SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,132AUM (Assets Under Management)
$229,566,133Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
State Registrations and Notice Filings
(11/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thavaselan Subramaniam's CRS (Customer Relationship Summary).
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