TS
Thavaselan Subramaniam
TURNER FINANCIAL GROUP
Tulsa, OK 74133
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CRD#: 1948362
TS
Professional summary
Thavaselan Subramaniam, ChFC®, CLU®, who also goes by Seelan Subramaniam, Thavaselan Subramaniam, is a registered financial advisor currently at TURNER FINANCIAL GROUP, INC. located in Tulsa, Oklahoma.
Thavaselan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thavaselan has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Seelan Subramaniam | Thavaselan Subramaniam
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREEN HILL MANAGEMENT, NON INVESTMENT-RELATED, 8023 EAST 63RD PLACE, STE 540 TULSA, OK 74133, CONSULTANT, START DATE 12/18/2019, 2-3 HOURS PER WEEK DURING NON TRADING HOURS, ORGANIC CROP CONSULTING. 2) ADVANCED TAX CONSULTING, LLC, NON INVESTMENT-RELATED, 8023 EAST 63RD PLACE, STE 540 TULSA, OK 74133, CONSULTANT, START DATE 4/18/2016, 5 HOURS PER WEEK DURING NORMAL TRADING HOURS, PROVIDE TAX SERVICES. 3) WEST EAST INTERNATIONAL MARKETING AND CONSULTING, LLC, NON INVESTMENT-RELATED, 8023 EAST 63RD PLACE, STE 540 TULSA, OK 74133, BUSINESS CONSULTING, START DATE 12/18/2019, 1-3 HOURS PER MONTH NON DURING TRADING HOURS, AGRICULTURE INDUSTRY SECTOR. 4) REAL TIME MANAGEMENT, LLC, NON INVESTMENT-RELATED, 8023 EAST 63RD PLACE, STE 540, TULSA, OK 74133, OFFICE MANAGEMENT SERVICES, START DATE 7/6/2012, 5 HOURS PER MONTH DURING NON TRADING HOURS, OFFICE MANAGEMENT AND BOOKKEEPING SERVICES. 5) S&Z REALTY, NON INVESTMENT-RELATED, 8023 EAST 63RD PLACE, STE 540 TULSA, OK 74133, RENTAL PROPERTIES, START DATE 1/25/2021, 0 HOURS PER WEEK DURING NON TRADING HOURS. 6) FIXED INSURANCE SALES; 8023 EAST 63RD PLACE, STE 540 TULSA, OK 74133; FIXED ANNUITY AND UNIVERSAL/TERM LIFE INSURANCE; INSURANCE AGENT; 1-2 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Thavaselan Subramaniam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2023 - Present
TURNER FINANCIAL GROUP, INC.
Office #1: 8023 East 63rd Place Suite 540, Tulsa, OK 74133RIA
CRD#: 134204
Tulsa, OK
Past
June 15, 2022 - December 12, 2023
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
Tulsa, OK
Past
July 30, 2021 - June 15, 2022
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
TULSA, OK
Past
March 25, 2016 - July 29, 2021
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
Tulsa, OK
Past
August 23, 1996 - June 18, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
TULSA, OK
Past
August 23, 1996 - June 18, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
TULSA, OK
Past
August 11, 1993 - October 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 22, 1989 - August 23, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 22, 1989 - August 23, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
CRD#: 134204 / SEC#: 801-129021
RIA
Registered Investment Advisory firm - (11/3/2023 Approved)Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2023 Terminated)Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(11/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TURNER FINANCIAL GROUP, INC.
ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC
CRD#: 134204 / SEC#: 801-129021
RIA
Registered Investment Advisory firm - (11/3/2023 Approved)Alabama
Registered Investment Advisory firm - (11/17/2023 Terminated)Florida
Registered Investment Advisory firm - (11/17/2023 Terminated)Louisiana
Registered Investment Advisory firm - (11/20/2023 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2023 Terminated)Texas
Registered Investment Advisory firm - (11/17/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4366 5th Avenue, Pace, FL 32571-1810
Mailing Address
Phone number
(850) 995-1797
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 171,026,487 |
Red Flags
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Company Information
TURNER FINANCIAL GROUP, INC.
CRD#: 134204Tulsa, OK 74133TRUST BUT VERIFY
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