William C. Imhoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Coleman Imhoff, who also goes by Will Imhoff, William Coleman Imhoff Jr., was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2024 - July 22, 2024
DOWLING & PARTNERS SECURITIES LLC
June 8, 2015 - July 1, 2024
HALES SECURITIES, LLC
March 13, 2013 - June 5, 2015
ESSEX PRIVATE WEALTH MANAGEMENT LLC
May 31, 2011 - January 20, 2012
ELM CAPITAL USA LIMITED
April 5, 2011 - June 5, 2015
HUNTWICKE SECURITIES, LLC
July 11, 1996 - January 11, 2001
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
May 8, 1992 - July 1, 1996
GREAT BAY SECURITIES, INC.
April 15, 1992 - May 29, 1992
MMAR GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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