John Buchtel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Buchtel, who also goes by John Jay Buchtel, John Jay Buchtel, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 57, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2018 - April 2, 2020
T3 TRADING GROUP, LLC
February 13, 2018 - April 2, 2018
GREAT POINT CAPITAL LLC
April 17, 2012 - November 29, 2012
COASTAL TRADE SECURITIES, LLC
August 28, 2007 - November 28, 2008
KERSHNER TRADING GROUP, LLC
April 12, 2006 - August 27, 2007
ECHOTRADE LLC
July 30, 2003 - February 1, 2005
MILLENNIUM BROKERAGE, L.L.C.
March 20, 2003 - July 29, 2003
GREAT EASTERN SECURITIES, INC.
November 12, 2002 - March 20, 2003
A.B. WATLEY, INC.
October 27, 2000 - July 26, 2002
UBS FINANCIAL SERVICES INC.
July 31, 1993 - November 7, 2000
CITIGROUP GLOBAL MARKETS INC.
August 3, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
April 26, 1989 - May 29, 1990
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
