Melita Dehazes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melita Dehazes was a registered financial professional .
Melita is a previously registered financial professional and started their career in finance in 1989. Melita had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 53, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2014 - November 2, 2015
ALPS DISTRIBUTORS, INC.
November 3, 2008 - May 17, 2013
CHARLES SCHWAB & CO., INC.
November 7, 1989 - December 31, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/10/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
