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JR

Jeff A. Rosenkranz

METRONOME SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1948180
JR

Professional summary


Jeff Adam Rosenkranz, who also goes by Jeff A Rosenkranz, Jeffrey Adam Rosenkranz, is a registered financial professional currently at METRONOME SECURITIES, LLC located in Chicago, Illinois.

Jeff is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeff has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeff A Rosenkranz | Jeffrey Adam Rosenkranz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeff Adam Rosenkranz's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 25, 2012 - Present

METRONOME SECURITIES, LLC

Office #1: 200 W. Madison Suite 2040, Chicago, IL 60606Office #2: 200 W. Madison Suite 2260, Chicago, IL 60606
BD
CRD#: 158957
Chicago, IL
Past

June 8, 2010 - January 4, 2012

MPI SECURITIES, INC.

BD
CRD#: 38192
LAWRENCE TOWNSHIP, NJ
Past

August 21, 2002 - June 9, 2008

PIPER SANDLER & CO.

BD
CRD#: 665
CHICAGO, IL
Past

May 23, 1989 - September 27, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(4/26/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 12/19/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/5/2012
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
METRONOME SECURITIES, LLC
METRONOME SECURITIES, LLC

CRD#: 158957 / SEC#: , 8-68947

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 W. Madison Suite 2040, Chicago, IL 60606
Mailing Address
200 W. Madison Suite 2040, Chicago, IL 60606
Phone number
(312) 239-1650
Established
Illinois since 07/13/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
5KARCHMER PARTNERS, INC.MEMBER
ROSENKRANZ PARTNERS, INC.MEMBER
KARCHMER, RANDY HAROLDMANAGING PARTNER2548780
ROSENKRANZ, JEFF ADAMMANAGING PARTNER/CFO/CCO, FINOP, PFO/POO1948180

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METRONOME SECURITIES, LLC

CRD#: 158957Chicago, IL 60606

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