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RK

Ronald Kansky

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CRD#: 1947977
RK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Kansky was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1990. Ronald had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 17, 1998 - October 26, 1998

FIRST SECURITY INVESTMENTS, INC.

BD
CRD#: 24035
KINGSTON, PA
Past

October 23, 1996 - April 30, 1997

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

June 13, 1996 - April 30, 1997

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

January 8, 1990 - April 26, 1996

R.J. KROSS ASSOC. LTD.

BD
CRD#: 24456
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/8/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FS
FIRST SECURITY INVESTMENTS, INC.
FIRST SECURITY ASSET MANAGEMENT | SAF INVESTMENT SERVICES, INC. | FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035 / SEC#: , 8-40870

BD
Terminated by SEC on 03/22/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 09/23/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FIRST SECURITY HOLDINGS, INC.OWNER
ALINIKOFF, STEPHEN MAYNARDPRESIDENT & CEO1022014
DARIS, LISA BARKERCHIEF FINANCIAL OFFICER/FINOP2560422
FORTINSKY, ROBERTSHAREHOLDER1468125
SLUSSER, MARGARET CHARLESCOO, CCO, SECRETARY1977559

Disclosures


Regulatory Event11
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

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