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Ronald Kansky

CRD# 1947977·Registered 1990 - 1998
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Kansky was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1990 - 1998. Ronald had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
June 17, 1998 - October 26, 1998
MINT BROKERS·CRD# 13681
BD
New York, NY
October 23, 1996 - April 30, 1997
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
June 13, 1996 - April 30, 1997
R.J. KROSS ASSOC. LTD.·CRD# 24456
BD
New York, NY
January 8, 1990 - April 26, 1996

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Current Firm

FS
FIRST SECURITY INVESTMENTS, INC.

FIRST SECURITY ASSET MANAGEMENT | SAF INVESTMENT SERVICES, INC. | FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035 / SEC#: 8-40870
BD
Terminated by SEC on 03/22/2005

Contact Information

Established

Delaware since 09/23/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST SECURITY HOLDINGS, INC.OWNER—
ALINIKOFF, STEPHEN MAYNARDPRESIDENT & CEO1022014
DARIS, LISA BARKERCHIEF FINANCIAL OFFICER/FINOP2560422
FORTINSKY, ROBERTSHAREHOLDER1468125
SLUSSER, MARGARET CHARLESCOO, CCO, SECRETARY1977559

Disclosures

Regulatory Event

11

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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